Nuclear Physics PHY303

3 Nuclear Models

There are two basic types of simple nuclear model

  1. Collective body with no individual particle states. An example is the Liquid Drop Model which is the basis of the semi-empirical mass formula.
  2. Individual particle model with nucleons in discrete energy states for example the Fermi Gas Model or the Shell Model.
3.1 Shell model - This model very much builds on the success of the atomic shell model which explains the periodic properties of atoms in terms of the filling of electron energy levels. When the group of levels associated with a shell are all occupied we have particularly stable (chemically inert) atoms - the rare gases. In the nuclear case we will first summarise the evidence that there are particular values of Z and N (so called magic numbers) which are significant with regard to the structure of nuclei.

  1. There are a large number of isotopes, isotones at these particular values of Z,N. This is also supported by the natural abundances of elements shown in the figure below.



  2. The stable elements coming at the end of the principal radioactive series all have a 'magic number' of neutrons or protons
    _ thorium series - 82Pb208
    _ uranium series - 82Pb206
    _ actinium series - 82Pb207
    _ neptunium series - 83Bi209.

  3. As can be seen in the figure below (note the log scale) the neutron cross-sections for different nuclei are about two orders of magnitude lower when the neutron number N is a 'magic number'. This indicates that these nuclei are much less likely to absorb an additional neutron.



    Clear evidence of effects at particular values of N can also be seen in a plot of the binding energy of the last neutron versus neutron number. In this figure the measured binding energy is plotted relative to the value predicted by the Semi-Empirical mass formula. There are discontinuities of about 2 MeV at the shell closures.



  4. Electric Quadrupole moments should be zero for closed shell nuclei since they are spherically symmetric. The next figure shows this to be so. The figure is based on measurements for odd A nuclei. The measured moments have been normalised with respect to the size and charge of each nucleus and these so called reduced quadrupole moments are plotted against the number of protons or neutrons - depending upon which is odd. It is also clear from the figure that in some cases the moments are relatively large. This points to some nuclei having shapes which are strongly non-spherical.



  5. Nuclei with closed shells are relatively stable and hence it requires considerable energy to excite them out of their ground state. The figure below shows the ground and first excited states of the even A isotopes of lead.



    For A = 208 both the number of protons (Z = 82) and the number of neutrons (N = 126) are 'magic' which means this is a double closed shell nucleus and it takes more than 2 MeV to raise it to its first excited state.
We have referred above to some of the significant or 'magic' numbers associated with nuclear structure. The complete list for Z or N is

2, 8, (14), 20, 28, 50, 82, 126


Any model of the structure of the nucleus has to provide a reasonable explanation of these characteristic numbers. We will examine how this is done in the Shell Model.

The Shell Model is based on the assumption that nucleons inside the nucleus are in definite states of energy and angular momentum. The notion of nucleons moving on orbits is somewhat at odds with a strongly interacting many particle system. It would be expected that the nucleons were continually scattering off each other, gaining and losing energy and thus changing state. However it should be realised that in an energy level model the nucleons will fill the levels up to a particular energy and although there are levels vacant at higher energy there are no lower levels into which a nucleon can be scattered. Thus it can be said that the Pauli exclusion principle effectively suppresses scattering and ensures reasonably well defined orbits. This restriction does not apply to a higher energy nucleon coming from outside. This can readily scatter and raise the energy of the constituents of the nucleus.

The Shell Model is also based on the single particle approximation in which the effect of all other nucleons is smoothed out and represented by a potential which is then used in the Schrödinger equation. Neglecting the coulomb repulsion between protons for the moment, the potential can be based on the nuclear matter distribution function

V(r) = - V(0)/(1 + e(r - b)/a)


with V(0) ~ 60 MeV, b ~ 1.25 x A1/3 fm, a ~ 0.65 fm as obtained from scattering experiments.

For a central potential (ie spherical symmetry) the variables can be separated and the wavefunction written as

.


The functions Ylm are the same spherical harmonics that appear in the wavefunctions for the hydrogen atom, and the equation for the radial function Rnl can be written as



where E is the sum of the kinetic and potential energies and the term represents the centrifugal effect that the angular momentum has. It appears in the radial equation as an additional potential energy and is illustrated as such below in the sketch of the energies and wave functions for a square well. Note how this term tends to raise the energy levels and push the wavefunction away from the origin.



For zero angular momentum a simple approximation to the solutions for the finite square well

V(r) = - V0 for r < b
V(r) = 0 for r > b


is of the form
for r < b
for r > b


where k is approximately equal to n/b (exactly so for the infinite square well) and K is (-2mE)1/2/. Then employing the usual technique of normalisation and application of the condition of continuity to the wavefunction and its derivative at r = b we can find the constants A, B and E. As expected only certain discrete values of E are allowed. The ordering of the levels is

1s1p 1d2s1f 2p1g2d 3s
2(2+1) 2610 2146 18102
Total 2818 20344058 6870

As can be seen these totals are not in very good agreement with the 'magic' numbers that we have listed above. The use of other shapes for the potential does not improve matters, and this was for a long time a puzzle in the development of the theory of the structure of nuclei.
The missing ingredient in the potential is spin-orbit coupling which leads to a term of the form V(r).s which is attractive for j = + 1/2 ( and s parallel) and repulsive for j = - 1/2 ( and s anti-parallel). The proposal of this extra term in the nuclear potential was made in 1949 by Maria Goeppert Mayer and Johannes Jensen. The critical contribution that they made to the development of nuclear physics was recognised with the award of the Nobel Prize in 1963 - together with Eugene Wigner.

The spin-orbit force is also required in order to explain polarization effects in nucleon-nucleon scattering. The effect on the potential shape is shown schematically below.



Note that by using the cosine rule and recalling that the magnitude of the vector is [( + 1)]1/2 etc it can be shown that:

s. = [j(j + 1) - ( + 1) - s(s + 1)]/2


For j = + 1/2 , s. =()/2 and for j = - 1/2 , s. = - ( + 1)/2 . Thus the splitting in the energy levels due to this difference in the potential is proportional to (2 + 1).

The development of the understanding of the nuclear potential is illustrated below in a diagram which traces the energy levels of a system through from the three dimensional harmonic oscillator potential to an approximation to the nuclear potential including the spin-orbit contribution. The total numbers of protons or neutrons are given in brackets if all the energy levels up to that point are filled and the values of j = + s for each nuclear level are given to the right. The number of protons or neutrons in each of these individual levels is given by (2j + 1).



3.2 Predictions of the Shell model
  1. Angular Momentum: As with all single particle energy level models, the Shell Model predicts that all even-even nuclei will have zero angular momentum. An odd A nucleus will have the angular momentum of the odd nucleon. For example -
    NuclideZ NShell Model Observed Ground State
    17O 89l = 2; j = 5/2 I = 5/2; + parity
    17F 98l = 2; j = 5/2 I = 5/2; + parity
    43Se 2122l = 3; j = 7/2 I = 7/2; - parity
    209Pb 82127l = 4; j = 9/2 I = 9/2; + parity
    209Bi 83126l = 5; j = 9/2 I = 9/2; - parity

    Excited states of such single particle nuclei follow the Shell Model up to about 2 MeV above the ground state but then excitations of the core complicate the energy level picture. The model makes no predictions for odd-odd nuclei.
  2. Magnetic Moments: Odd A nuclei should have the moment of the odd nucleon.

    µ/µN = (j - 1/2)gl + gs_ if = j - 1/2 for odd nucleon
    µ/µN = {(j + 3/2)gl - gs}[j/(j + 1)]_ if = j + 1/2 for odd nucleon


    gl = 1 for the proton, 0 for the neutron: gs = 2.79 for the proton, -1.91 for the neutron. These are the so called Schmidt Limits for nuclear magnetic moments and most actual values lie between them. This can be explained in terms of a mixing of states such as that we have already seen in the case of the deuteron.
  3. Electric Quadrupole Moments: If this moment were just due to the odd proton it should be given by Q ~ -R2(2j - 1)/(2(j + 1)) where j is the angular momentum quantum number of the odd particle. For even-even nuclei it should be about zero and should change sign on going through the shell closure. Some examples are

    NuclideZ NCharacter Qobs(QSM)Ratio
    17O 89+1 neutron; j = 5/2 -2.6(-0.1)20
    39K 1920 - 1 proton; j = 3/2+5.5(+5.0) 1
    175Lu 71104 mid shell; j = 7/2+560(-25) -20
    209Bi 83126 +1 proton; j = 9/2-35(-30) 1


    The Q are expressed in (fm)2 thus the numbers have to be multiplied by the electronic charge to obtain the actual quadrupole moment. There are clear deviations from the Shell Model predictions (QSM):

    1. Odd neutron nuclei have about the same Q as odd proton ones.
    2. Nuclei with atomic mass number in the ranges 150 to 190 and greater than 200 have very large quadrupole moments. This is an outstanding failure of the model.


    3.3 Collective model - To explain the large quadrupole moments we return to the picture of the nucleus as a collective body. The basic idea of this Model is that interactions between the outer nucleons and the closed shell core lead to permanent deformation. This is expected to be a particularly strong effect midway between shell closures. In the case of a permanent deformation the single particle states have to be calculated in a non-spherical potential. The spacing of the energy levels then depends upon the magnitude of the distortion. This marriage of the single particle and the corporate models presents very difficult theoretical problems so we will just concentrate on the qualitative features.

    As noted above doubly closed shell nuclei are very stable with a first excited state well removed from the ground state. One nucleon more or one less than this very stable configuration will exhibit single particle states. Nuclei further away from the closed shells should be easily deformed leading to excited states due to the vibrational motion of the core. In the region of half filled shells the nuclei are permanently deformed and consequently have large quadrupole moments and also rotational energy levels.

    These points are illustrated in the table below which lists the type of energy levels observed for a wide range of even-even nuclei. The examples given cover those nuclei in the region just below 208Pb (Z = 82, N = 126). As additional evidence the approximate sizes of the quadrupole moments of the odd A nuclei in this same region are also listed (in fm2).

    Nuclides 150Sm...152Gd 152Sm...190Os 200Pt...200Hg 206Pb207Pb 208Pb
    Spectra vibrationalrotational vibrationaltwo particle one particle"magic"
    Q(odd A) 50200-700-20050 ---


    3.4 Rotational states of deformed nuclei - We will just consider even-even nuclei and recall that the ground state is always 0+ in this case. Defining the z direction as the symmetry axis of the deformed nucleus and recalling that the angular momentum operator for the component along this axis is equal to -i , then there are no rotational states about this axis because / is zero.



    For rotational angular momentum R, the energy is just R2/(2) where is the effective moment of inertia.
    The energies are given quantum mechanically by the Schrödinger equation of the form (R2/2)op = E and since the operator (R2)op (L2)op, the normal angular momentum operator, the eigenvalues and eigenfunctions are given by



    where J can normally be 0, 1, 2, ... but in this case since the ground state is even parity, only even J values are admissable (odd J spherical harmonics have odd or negative parity). Thus the energy levels are as given below.

    EJ = J(J + 1)2/(2) with J = 0, 2, 4, ...


    For example E2 = 62/(2) and other energy levels can be expressed in terms of this as
    EJ = J(J + 1)E2/6 (see table of states given below in MeV).

    Spin parity 164Er166Yb 170Hf172W J(J + 1)/6
    16+ --3.15(31.5) -45.3
    14+ --2.56(25.6) 2.68(21.8)35.0
    12+ 2.08(22.8)2.17(21.3) 2.01(20.1)2.13(17.3)28.2
    10+ 1.52(16.5)1.60(15.8) 1.50(15.0)1.62(13.2) 18.3
    8+ 1.02(11.2)1.10(10.8) 1.04(10.4)1.15(9.3)12.0
    6+ 0.61(6.7)0.68(6.5) 0.64(6.4)0.73(5.9) 7.0
    4+ 0.30(3.3)0.33(3.2) 0.32(3.2)0.38(3.1) 3.3
    2+ 0.09(1.0)0.10(1.0) 0.10(1.0)0.12(1.0) 1.0
    0+ 0 (0)0 (0)0 (0) 0 (0)0

    The predicted values are given in the last column of the table, normalised to the lowest interval 0+ 2+. They should be compared to the entries in brackets. The discrepencies at larger J values are due to the centrifugal stretching of the nucleus and the consequent increase in the moment of inertia . Since

    EJ = J(J + 1)2/(2),


    the higher J values have lower energies than expected.

    The extent to which these rotational states are intermingled with those due to other excitations is illustrated in the energy level diagram for 164Er below.



    3.5 Vibrational states - Although we have a picture of the nucleus as being like a drop of incompressible fluid it is still possible for the system to perform shape oscillations without change of density. These displacements from spherical symmetry take the form of surface standing waves which are proportional to the Legendre polynomials with oscillating coefficients. Examples of quadrupole, sextupole and octupole oscillations are sketched below.



    The quadrupole is the lowest order vibration and has = 2. Thus there are five (2 + 1) possible values for m (ie five degrees of freedom). This is an eigenfunction of the total angular momentum and we say that this state has a single phonon of angular momentum 2. The second excited state has two phonons which can couple to form 0,2,4 units of angular momentum. Starting with the normal even-even nuclei ground state (0+) the excited states are (2+); (0+ 2+ 4+); ( 0+ 2+ 3+ 4+ 6+).

    The energies are E = (N + 5/2) where N is the number of phonons. Note that the levels are equi-spaced just like the harmonic oscillator. This simple picture is by no means exact since energy levels due to different forms of excitation often overlap. In general vibrational levels are identifiable only up to excitation energies of 1 to 2 MeV.

    As an example the lowest energy levels for 64Zn and 122Te are sketched in the final figure below.



    As expected the excitation energy from the ground state to the two-phonon triplet (0+ 2+ 4+) is about twice that to the one phonon singlet (2+).




    The content and information presented here is for the academic session 2005-2006.
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    © 1999 - FH Combley;   2005 - CN Booth